Client Privacy Notice
Asset Planning, Inc. (“Asset Planning,” “we,” “our,” or “us”) is committed to maintaining the confidentiality, integrity, and security of our clients’ non-public personal information. We value the trust you place in us and take our responsibility to protect your information seriously.
Information We Collect
In the course of providing financial planning and investment advisory services, we may collect non-public personal information about you from sources such as:
Information provided by you on applications, agreements, questionnaires, or other forms;
Information related to your transactions and accounts with us; and
Information received from third parties with your authorization.
How We Protect Your Information
Asset Planning, Inc. maintains physical, electronic, and procedural safeguards designed to protect your non-public personal information. Access to client information is restricted to authorized personnel who require the information to provide services to you. We do not disclose any non-public personal information about our clients to nonaffiliated third parties except as permitted or required by law. Asset Planning, Inc. complies with Regulation S-P adopted by the U.S. Securities and Exchange Commission, which governs the privacy of consumer financial information and requires appropriate safeguards to protect client records and information.
Third-Party Service Providers
We may utilize third-party vendors and service providers to assist in servicing client accounts and maintaining records. All vendors are required to adhere to strict confidentiality and privacy standards designed to safeguard client information.
Document Retention and Disposal
Asset Planning, Inc. retains client records and documents in accordance with applicable regulatory requirements, generally for a minimum of five (5) years. When records containing sensitive client information are no longer required to be maintained, they are destroyed securely. We utilize a professional shredding company that complies with applicable legal and industry standards for secure document destruction.
Former Clients
Our commitment to protecting your privacy continues even after your relationship with Asset Planning, Inc. has ended. We continue to safeguard your non-public personal information in accordance with this Privacy Policy Notice and applicable law.
Questions
If you have any questions regarding this notice, please contact Asset Planning, Inc. at (714) 827-5794 or info@assetplanninginc.com, or write to us at 4281 Katella Avenue, Suite 203, Los Alamitos, CA 90720.
Last updated: May 2026